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Compliance Expert Witnesses

It is estimated that organizations of all sizes spend an average of just under $10,00 per employee annually on regulatory costs, and the costs of being non-compliant are even higher. Most organizations need to adhere to compliances, which is largely due to the increasing amount of regulations required for operational transparency. Our compliance experts have worked as accountants, university professors, consultants, FDA investigators, environmental compliance officers, banking professionals, and more. These experts specialize in:

  • Coding
  • CMS regulations
  • Healthcare compliance
  • HIPAA privacy
  • Tax assessment
  • Estate and trust management
  • Training
  • Medical billing
  • GAAP
  • SEC Compliance
  • Arbitrations
  • Federal Drug Administration regulatory affairs
  • Pharmaceuticals
  • Air permitting
  • Wastewater treatment
  • Medical devices and biotech
  • Commercial banking
  • Hazardous waste and contamination
With hundreds of years of combined experience, our compliance experts have successfully testified for both plaintiffs and defense in a variety of cases, and are prolific international authors and lecturers. Their published works span topics that include options backdating, accounting for securizations, FINRA exams, Anti Money laundering, general compliance, regulatory affairs, drug formulation,  coal mining, illegal discharge, and socially responsible investing.

Here are a few of our favorite Compliance Expert Witnesses:

Michigan Regulatory Affairs, Compliance Expert #13806

I have 25 years of experience, and specialize in the field of regulatory affairs with specific knowledge in the areas of drugs, medical devices and biotech. I have published on such topics as regulatory affairs, general management and team building. I have testified on drug formulation.

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Florida Commercial Loans, Compliance Expert #41841

I have 35 years of experience, and specialize in the field of commercial banking with specific knowledge in the areas of commercial lending, distressed loans and regulatory compliance. I have testified on interbank disputes regarding agent bank conduct in participated loans, the appointment of receivers on operating commercial real estate properties.

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Michigan Compliance Expert #16417

I have 30 years of experience in the field of mortgage banking, with specific knowledge of finance, compliance, and risk management.

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Colorado Asbestos, Compliance, Geology Expert #41901

I have 30 years of experience, and specialize in the field of environmental science with specific knowledge in the areas of geology, hazardous waste and contamination. I have published on such topics as coal mining, hydrology and neotectonics. I have testified on solid waste permitting, leaking underground tanks and illegal discharge.

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California Bonds, Compliance, Annuities Expert #21189

I have 21 years of experience in the field of financial, with specific knowledge in the areas of securities, compliance and branch management. I have published on such topics as socially responsible investing. I have testified 10 times on topics such as churning, suitability and compliance.

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California Municipal Bonds, Compliance Expert #42006

I have 30 years of experience, and specialize in the field of federal taxation with specific knowledge in the areas of tax-exempt bonds, tax credit bonds and related tax credits. I have published on such topics as complying with federal tax requirements relating to tax-exempt bonds, arbitrage rebate and post-issuance bond compliance. I have testified…

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Virginia Auditing, Billing, Compliance Expert #24661

I have 20 years of experience and specialize in the field of health information, with specific knowledge of coding and reimbursement and documentation improvement.

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Louisiana Compliance, Regulatory Expert #42161

I have 10 years of experience, and specialize in the field of mortgage banking with specific knowledge in the areas of regulatory, compliance and training. I have published on such topics as mandatory economic outlooks.

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Michigan Reimbursement, Compliance Expert #24842

I have 20 years of experience, and specialize in the field of medical billing with specific knowledge in the areas of compliance, documentation and audit. I have published on such topics as physician coding, physician billing and compliance.

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Virginia Estates, Fiduciary, Compliance Expert #45198

I have 27 years of experience, and specialize in the field of trusts and estates with specific knowledge in the areas of estate and trust management, oversight and compliance and risk management. I have testified on prudent investor statute, trustee’s discretionary distribution of trust funds.

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Ohio Appraisal Review, Compliance Expert #27887

I have 23 years of experience and specialize in the field of real estate, with specific knowledge of appraisal review, appraisal regulations and tax assessment. I have published on such topics as federal appraisal regulations, appraisal review and residential subdivisions.

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Georgia Compliance, Investigation Expert #45278

I have 9 years of experience, and specialize in the field of health care compliance with specific knowledge in the areas of investigations, HIPAA privacy and CMS regulations. I have published on such topics as the integration of compliance and risk, health care reform and compliance program operations. I possess fifteen total years of healthcare…

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Colorado Compliance, Medical Billing Expert #28120

I have 25 years of experience, and specialize in the field of healthcare with specific knowledge in the areas of compliance, coding and operations. I have published on such topics as compliance, coding and operations. I have broad experience in all areas of healthcare including operations, billing and coding as well as experience analyzing and…

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Pennsylvania Audit, Compliance, Residents Expert #45335

I have 14 years of experience, and specialize in the field of healthcare compliance with specific knowledge in the areas of coding and documentation guidelines, documentation and compliance in the electronic medical record environment and physician education. I have testified on correct coding for nuclear stress test units for radionuclides, correct application of coding modifiers…

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New Jersey Governance, Risk, Compliance Expert #31670

I have 16 years of experience and specialize in the field of internal controls over financial reporting, with specific knowledge of SAP compliance, governance, risk, and compliance and security.

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Oregon Medical Coding, Compliance Expert #45347

I have 27 years of experience, and specialize in the field of ophthalmology and optometry with specific knowledge in the areas of medical coding and compliance, practice valuation and leadership training. I have published on such topics as medical coding, insurance audits and practice appraisals and valuations. I have testified 15 times on topics such…

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Pennsylvania Compliance, Audit, Evaluation Expert #34386

I have 17 years of experience and specialize in the field of medical coding and compliance, with specific knowledge of multi-specialty practice.

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California Forklift, Shipyard, Compliance Expert #45620

I have 8 years of experience, and specialize in the field of safety management with specific knowledge in the areas of construction, general and shipyard industries. I have worked on many high profile projects to include Disney Concert Hall, Griffith Park Observatory, Los Angeles County Museum of Art, and naval ships.

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Hawaii Compliance, Healthcare, Coding Expert #34971

I have 12 years of experience in the field of oncology health care coding and compliance, with specific knowledge of chemotherapy infusion, medical necessity, and claim reimbursement. I have published on such topics as ESA (EPO/DPA) coding, medical infusion claims service capture and correct.

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Nevada Compliance, Suitability Expert #46060

I have 27 years of experience, and specialize in the field of securities regulation with specific knowledge in the areas of compliance, suitability and surveillance. I have published on such topics as market structure and insurance regulation. I have testified on terminating a representative.

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Pennsylvania Process Safety, Compliance Expert #35684

I have 23 years of experience in the field of industrial process risk management, with specific knowledge in the areas of environmental, safety and chemical management. I have published on such topics as identifying and measuring industrial process risks, management systems and auditing industrial processes.

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Texas Information Security, Compliance Expert #46449

I have 7 years of experience, and specialize in the field of information technology and security with specific knowledge in the areas of information security, compliance and auditing. I have published on such topics as ethical hacking, penetration testing and information security. I have testified on information gathering, penetration testing and compliance.

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Florida Compliance, Audits, Enforcement Expert #37690

I have 3 years of experience, and specialize in the field of workers’ compensation with specific knowledge in the areas of compliance, auditing and enforcement.

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Louisiana Administration, Compliance Expert #50625

I have 28 years of experience, and specialize in the field of trust administration with specific knowledge in the areas of regulatory compliance, trust document interpretation and wealth management decisions.

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New York Compliance, Churning, Raiding Expert #39261

I have 37 years of experience, and specialize in the field of securities industry practices with specific knowledge in the areas of sales practices, compliance and supervision. I have published on such topics as auction rate securities, limited partnerships, suitability and the applicability of equity in securities arbitration. I have testified 99 times on topics…

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South Carolina Governance, Compliance, Breach Expert #51514

I have 35 years of experience, and specialize in the field of all areas of information technology with specific knowledge in the areas of information technology risk and compliance, information security and information technology processes. I have published on such topics as information technology excellence, information technology governance and qualities of information technology expert witness….

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North Carolina Compliance, Risk Assessment Expert #40329

I have 12 years of experience, and specialize in the field of environmental management and compliance with specific knowledge in the areas of environmental compliance, (EPA), OSHA compliance and environmental toxicology. I have published on such topics as pollution prevention, hazardous waste management and chemical hygiene.

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Kentucky Mortgage Banking, Compliance Expert #52563

I have 35 years of experience, and specialize in the field of mortgage lending with specific knowledge in the areas of origination, mortgage fraud and quality control. I have published on such topics as personal responsibility, mortgage cram-down and FHA’s solvency. I have testified 13 times on topics such as foreclosure prevention and sound mortgage…

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Massachusetts Compliance Expert #41145

I have 30 years of experience and specialize in the field of accounting with specific knowledge in the areas of GAAP, SEC compliance and tax matters. I have published on such topics as options backdating, accounting for securitizations and standard setting. I have testified 10 times on topics such as compliance with GAAP, realization of…

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New York Compliance, Arbitrations Expert #52660

I have 15 years of experience, and specialize in the field of broker dealers with specific knowledge in the areas of compliance, regulations and arbitration’s. I have published on such topics as FINRA exams, Anti Money laundering issues and General compliance.

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New York Blood Banks, Compliance, Design Expert #6207

I have 39 years of experience, and specialize in the field of Federal Drug Administration (FDA) regulatory affairs and quality assurance compliance with specific knowledge in the areas of medical devices, pharmaceuticals and foods. I have published on such topics as FDA compliance issues, dealing with the FDA and importing products to the USA. I…

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California Air Permitting, Compliance Expert #41566

I have 20 years of experience and specialize in the field of environmental engineering with specific knowledge in the areas of waste-to-energy, air permitting and wastewater treatment. I have published on such topics as waste-to-energy, energy conservation and sustainable waste management.

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