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Colorado Investment, Malpractice, Fraud Expert #47021

I have 32 years of experience, and specialize in the field of federal and state securities and commodities law, regulation, compliance and enforcement with specific knowledge in the areas of investment fraud, industry compliance and regulation. I have published on such topics as Dodd-Frank, the Model State Commodity Code and Sarbanes-Oxley. I have testified 50 times on topics such as identification of investment contracts and notes, materiality and investment fraud in general.

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