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California Bonds, Compliance, Annuities Expert #21189

I have 21 years of experience in the field of financial, with specific knowledge in the areas of securities, compliance and branch management. I have published on such topics as socially responsible investing. I have testified 10 times on topics such as churning, suitability and compliance.

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Los Angeles, CA
(323) 545-0450
San Francisco, CA
(628) 239-2700