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Investment Expert Witnesses

Investment managers, broker-dealers, and financial institutions face litigation whenever clients, regulators, or business partners allege that an investment strategy, fee structure, or disclosure fell short of applicable fiduciary or suitability standards. These disputes commonly involve claims against investment managers over portfolio performance and fee practices, securities and investment-related damages claims following market losses, and disputes over the valuation of derivatives, structured products, or privately held investment positions. Because investment performance depends on market conditions as much as manager decision-making, the central issue in these cases is typically whether a manager’s conduct, rather than ordinary market risk, caused the loss at issue. Distinguishing between the two requires a rigorous, data-driven analysis of the investment decisions and the markets in which they were made.

An investment expert analyzes portfolio construction, trading activity, and market data to determine whether an investment strategy or specific transaction was consistent with the applicable fiduciary, suitability, or industry standard. That analysis often includes event studies and asset allocation review to isolate whether a loss resulted from manager decision-making, undisclosed risk, or broader market movement, which is central to establishing causation. In damages matters, the expert can value complex instruments such as derivatives, swaps, and privately held positions using accepted financial methodologies, providing a defensible basis for loss calculations. This quantitative foundation also strengthens litigation strategy by giving counsel a clear framework for challenging an opposing expert’s assumptions or methodology.

Because investment disputes often depend on rigorous quantitative analysis as much as subject-matter expertise, selecting an expert with direct experience managing or evaluating the type of investment at issue is essential. The experts we can provide include former portfolio managers, investment management executives, and financial academics with backgrounds spanning hedge funds, mutual funds, and wealth management, many of whom have testified on fee practices, suitability, and valuation of complex positions. Round Table Group has completed more than 75,000 expert searches for litigators, and we apply that experience to match counsel with investment experts whose specific market background fits the case. Let us help you find the right investment expert for your case by calling us at (202) 908-4500.

Kinds of Cases We Work On

Round Table Group helps our clients find a wide variety of Investment expert witnesses for cases like:

01

Prudent Investor Standard Review Resolves a Pension Fund Fiduciary Duty Claim

A corporate pension fund sued the investment manager it had engaged to oversee a fixed income portfolio after significant losses on a concentrated allocation to lower-rated corporate bonds, alleging the manager breached its fiduciary duty by exceeding the plan's risk tolerance guidelines. We identified experts with experience in institutional fixed income portfolio management, prudent investor standard compliance, and pension plan investment policy interpretation. The expert found the disputed allocation fell within the credit quality bands the plan's investment policy statement permitted, and that the losses reflected a broad market downturn affecting comparable portfolios, a finding decisive in the manager's successful defense.
02

Fee and Expense Allocation Audit Resolves a Private Equity LP-GP Dispute

A group of limited partners in a private equity fund sued the fund's general partner alleging a pattern of improperly allocated portfolio company monitoring fees and transaction expenses had been charged to the fund rather than absorbed by the management company, seeking recovery of the disputed amounts. We identified experts with experience in private equity fund economics, limited partnership agreement fee provisions, and fund expense allocation practices. The expert found a subset of the disputed fees had been allocated in a manner inconsistent with the limited partnership agreement's specific expense provisions, a finding central to the arbitration award requiring reimbursement of the improperly allocated amounts.
03

Style Drift Analysis Resolves a Hedge Fund Investor Redemption Dispute

An institutional investor sued the hedge fund manager it had invested with after the fund imposed a redemption gate during a period of heavy withdrawals, alleging the fund's strategy had drifted from the market-neutral approach described in its offering documents into a directional, illiquid strategy that justified the gate. We identified experts with experience in hedge fund strategy analysis, portfolio risk exposure measurement, and offering document compliance review. The expert found the fund's actual net market exposure had, in fact, remained within the range its offering documents disclosed, and that the gate was consistent with the liquidity terms the investor had agreed to, a finding decisive in the fund manager's successful defense.
04

Suitability Standard Review Resolves an Institutional Broker-Dealer Claim

A corporate treasury department sued the broker-dealer that had recommended a portfolio of auction rate securities for its short-term cash management program, alleging the recommendations were unsuitable given the company's stated liquidity needs, after the auction rate market froze and left the company unable to access the funds. We identified experts with experience in institutional fixed income suitability standards, cash management portfolio construction, and auction rate securities market structure. The expert found the broker's recommendations were consistent with the liquidity profile the treasury department had represented in its investment policy documentation at the time, a finding central to the arbitration panel's award limiting the company's recovery.
05

Due Diligence Standard Review Resolves an Investment Bank Underwriting Liability Claim

An institutional investor sued the investment bank that had underwritten a corporate bond offering after the issuer defaulted within a year of issuance, alleging the bank's due diligence had failed to uncover financial irregularities that should have been apparent before the offering. We identified experts with experience in fixed income underwriting due diligence, corporate bond offering practice, and reasonable investigation standards. The expert found the bank's due diligence process met the standard of practice prevailing among comparable underwriters at the time, and that the irregularities had been concealed through fabricated financial records not reasonably discoverable through standard due diligence procedures, a finding decisive in the bank's successful defense.
06

Governance Rights Interpretation Resolves a Venture Capital Board Dispute

A venture-backed technology company's founders sued the lead venture capital investor after the investor's board designee blocked a planned follow-on financing round, alleging the investor exceeded the protective provisions negotiated in the company's governing documents, in a dispute over lost financing opportunity value. We identified experts with experience in venture capital governance structures, protective provision interpretation, and startup financing round mechanics. The expert found the proposed financing round's terms triggered a protective provision requiring investor consent under the company's certificate of incorporation, a finding central to the court's ruling that the investor's board designee had acted within its rights.
07

NAV Calculation Audit Resolves a Fund Administrator Liability Dispute

A hedge fund sued the third-party fund administrator it had engaged to calculate and report its monthly net asset value after a valuation error in an illiquid holding caused the fund to overstate its NAV for several months, resulting in investor redemptions at inflated prices and subsequent claims against the fund. We identified experts with experience in fund administration, illiquid asset valuation methodology, and net asset value calculation standards. The expert found the administrator's valuation had relied on pricing data the fund's own portfolio manager had provided without the independent verification the administration agreement required, a finding that shifted responsibility back onto the fund and substantially reduced the administrator's exposure.
08

Asset Allocation Standard of Care Review Resolves a Pension Consultant Malpractice Claim

A public pension fund sued the investment consulting firm it had retained to recommend its strategic asset allocation after a significant overweight to alternative investments underperformed during a market downturn, alleging the consultant's recommendation was imprudent given the plan's funding status and liquidity needs. We identified experts with experience in institutional asset allocation methodology, pension plan investment consulting standards, and alternative investment risk assessment. The expert found the consultant's recommendation was consistent with prevailing institutional asset allocation practice for plans with comparable funding profiles at the time, and that the plan's own investment committee had approved the allocation after extensive review, a finding decisive in the consultant's successful defense.
09

Fee Benchmarking Analysis Resolves a Retirement Plan Recordkeeping Fee Dispute

A corporate 401(k) plan sponsor sued the recordkeeping and administrative services provider it had engaged for its retirement plan, alleging the provider's asset-based fee structure generated compensation well above what the services agreement's fee schedule permitted as plan assets grew. We identified experts with experience in retirement plan recordkeeping fee structures, revenue-sharing arrangement analysis, and plan service provider fee benchmarking. The expert found the provider's fees exceeded the services agreement's schedule once excess revenue sharing from underlying fund providers was properly credited back to the plan, a finding central to the settlement requiring reimbursement of the overcharged fees.
10

Acquisition Due Diligence Review Resolves a Real Estate Fund LP Claim

Limited partners in a real estate investment fund sued the fund's sponsor after a large apartment portfolio acquisition significantly underperformed projections, alleging the sponsor's underwriting had relied on unsupportable rent growth assumptions in violation of its fiduciary obligations to investors. We identified experts with experience in real estate fund underwriting standards, multifamily acquisition due diligence, and institutional investment fiduciary practice. The expert found the sponsor's rent growth assumptions were consistent with third-party market research available at the time of acquisition, and that the underperformance stemmed from a subsequent regional oversupply of competing units, a finding decisive in the sponsor's successful defense.

Here are a few of our favorite Investment Expert Witnesses:

Colorado Investments Expert #730

I have 25 years of experience and specialize in the field of investments with specific knowledge in the areas of hedge funds, securities fraud and structured finance. I have published on such topics as investments, investing in hedge funds and financial portfolio management. I have testified 15 times on topics such as hedge funds, securities fraud and structured finance, calculated economic damages and investment losses.

 

New York Investment, Forensics, Cost Expert #806

I have 22 years of experience, and specialize in the field of construction project management, claims litigation and support with specific knowledge in the areas of project cost and controls, scheduling and claims. I have published on such topics as project budgeting, planning and claims avoidance. I have testified 20 times on topics such as cost claims, schedule delays and investments. I am an expert in establishing contract terms and in interpreting and adhering to legal requirements and constraints.

 

Texas Investments, Stocks, Retirement Expert #2973

I have 31 years of experience, and specialize in the field of investments with specific knowledge in the areas of stocks, asset allocation and alternative investments.

 

Maryland Mutual Fund Fees, Investment Expert #4662

I have 17 years of experience, and specialize in the field of finance (asset management) with specific knowledge in the area of mutual funds, hedge funds and stocks. I have published on such topics as mutual fund performance evaluation and hedge fund investments. I have testified on intellectual property, excessive mutual fund fees and mutual fund and hedge fund investment fraud.

 

California Investment, Valuation, Structure Expert #5895

I have 20 years of experience, and specialize in the field of fixed income with specific knowledge in the areas of corporate restructuring, structured finance and leveraged finance. I have published on such topics as corporate restructuring, bankruptcy and distressed debt. I have testified 12 times on topics such as valuation, fiduciary duty and structured finance.

 

Your Case Deserves The Best Investment Expert Witnesses

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The right expert witnesses and consulting experts can make your case. That’s why we have spent so many hours over the past quarter century making sure our clients have just the right expert team — whether one expert or many, early-stage advice or expert reports and testimony. Across over 50,000 expert search assignments, we have honed a unique, customized approach to identifying, analyzing and connecting with expert talent so you can focus on winning your case.

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Massachusetts Commercial, Investment, Leases Expert #8922

I have 40 years of experience, and specialize in the field of office, industrial and retail real estate with specific knowledge in the area of development pro forma, investment evaluation, and highest and best use. I have testified 7 times on topics such as highest and best use, landlord-tenant lease disputes and broker disputes.

 

California Investments, Options, Ethics Expert #9421

I have 20 years of experience in the field of investments, with specific knowledge of hedge funds, stock selection, and portfolio management and option investment strategies. I have published on such topics as option investment strategies, hedged investment strategies, and damages calculation methodologies. I have testified on damages due to portfolio losses, management of an options arbitrage portfolio and standards of care.

 

New York Hedge Funds, Investments Expert #11848

I have 30 years of experience, and specialize in the field of securities and financial markets with specific knowledge in the areas of hedge funds, mortgage backed securities and foreign exchange. I have published on such topics as hedge funds, risk management and foreign exchange. I have testified 20 times on topics such as hedge fund due diligence, foreign exchange and mortgage backed securities. I have spent 30 years in the financial markets as a practitioner, an academic and an expert witness.

 

New York Investment, Management, Finance Expert #12578

I have 14 years of experience and specialize in the field of money management, with specific knowledge of starting funds and arbitrage. I have published on such topics as merger arbitrage and shareholder rights.

 

California Investments Expert #15782

I have 24 years of experience in the field of financial services, with specific knowledge of investments, compliance and human resources. I have testified 15 times on topics such as investment performance, compliance procedures and employee disputes.

 

Investments Expert #16578

I have 35 years of experience and specialize in the field of finance with specific knowledge in the area of investment. I have published on such topics as portfolio performance, misleading models, stochastic models, misuse of statistics, long-term investment and passive investment. I have testified 30 times on topics such as mismanagement and/or misspelling of investment products, misuse of statistics, and insider dealing and market abuse.

 

Pennsylvania Investments, Corporate Finance Expert #22268

I have 14 years of experience, and specialize in the field of finance with specific knowledge in the areas of investments, corporate finance and portfolio theory. I have published on such topics as mutual funds, closed-end funds and currency swap market efficiency.

 

Pennsylvania Investments Expert #22373

I have 33 years of experience in the field of financial services, with specific knowledge of investment management, brokerage, trust fiduciary services, pension plans, 401(k) and 457 plans, retirement plan recordkeeping and mutual funds. I have published on such topics as investment companies and their relationship with fund service providers, client research for clients of registered investment advisors, bank brokerage and institutional investment managers. I have testified on retirement plans and investments.

 

Washington D.C. Investment, Finance, Securities Expert #14111

I have 27 years of experience, and specialize in the field of regulatory compliance for securities firms with specific knowledge in the areas of Securities and Exchange Commission and the Financial Industry Regulatory Authority compliance programs, regulatory examinations and investigative litigation support. I have published on such topics as Securities and Exchange Commission independent consultant reports, expert witness reports and declarations and affidavits. I have testified on Securities and Exchange Commission and the Financial Industry Regulatory Authority supervision, mutual funds and wrongful termination, supervision and suitability.

 

California Finance, Investment, Planning Expert #22990

I have 46 years of experience, and specialize in the field of life insurance with specific knowledge in the areas of whole life, annuities and variable universal life. I have published on such topics as the mathematics of life insurance, business succession planning and estate planning.

 

Michigan 1031, Syndications, Investments Expert #24487

I have 50 years of experience in the field of 1031 tax free exchanges, with specific knowledge in the areas of 1031 exchanges and syndication’s. I have published on such topics as limited liability companies, exchange articles and uses of syndication. I have testified on Internal Revenue Service agent inquiries.

 

North Carolina Investments, Fraud, Fiduciary Expert #25452

I have 15 years of experience, and specialize in the field of investments with specific knowledge in the areas of personal finance, risk analysis and fiduciary duties. I have published on such topics as international investments, personal investing and risk analysis. I have testified on investment fraud, fiduciary duties and client services.

 

New York Investments Expert #25996

I have 16 years of experience in the field of investments, with specific knowledge of trading, suitability and investment vehicles. I have published on such topics as indexing, international investments and Israel.

 

Florida Fraud, Appraisal, Investment Expert #26809

I have 27 years of experience, and specialize in the field of residential real estate appraisal with specific knowledge in the areas of single family, condominium and small residential income properties. I have published on such topics as what an appraiser should be expected to do. I have testified on appraisal of a condominium, single family detached and attached homes.

 

California Sales, Investment, Ageing Expert #27010

I have 40 years of experience, and specialize in the field of residential real estate services with specific knowledge in the areas of relocation, investment and seniors. I provide the client with the tools and education to make the best decision for their needs.

 

New Mexico Investments Expert #27214

I have 27 years of experience in the field of finance and investments, with specific knowledge of investments, corporate finance and derivatives. I have published on such topics as investment strategies and financial planning, derivative valuation and strategies, interest-rate modeling and investment banking process.

 

Illinois Financial Services, Investments Expert #27478

I have 25 years of experience, and specialize in the field of marketing with specific knowledge in the areas of marketing strategy, service marketing and direct marketing. I have published on such topics as marketing, investments and finance.

 

California Investment, Hedge Fund Expert #27676

I have 14 years of experience, and specialize in the field of investments with specific knowledge in the areas of hedge funds, CDOs and alternative investments, equities and fixed income and institutional and high net worth (HNW) clients. I have published on such topics as stock markets and exchanges for an emerging markets forum, performance ratings, and small and medium size business markets for the International Federation of stock Exchanges.

 

Virginia Investment, Risk Management Expert #28727

I have 26 years of experience in the field of investments, with specific knowledge in the areas of large cap equities, mutual funds, risk management, and risk identification.

 

California Investment Expert #28844

I have 18 years of experience and specialize in the field of corporate governance. I have published on such topics as fiduciary capitalism, and environmental, social and governance aspects of investment.

 

California Finance, Investments, Analysis Expert #29124

I have 23 years of experience,and specialize in the field of financial economics, with specific knowledge of financial analysis, financial accounting and investments. I have published on such topics as discrimination in bank lending, currency crises and stockmarkets, and bank lending. I have testified on mortgage fraud.

 

Funds, Investment, Gibraltar Expert #29592

I have 12 years of experience, and specialize in the field of investment funds with specific knowledge in the areas of hedge funds, tax and regulation. I have published on such topics as international taxation, regulation of funds and Gibraltar.

 

California Investments, Apartments Expert #30714

I have 17 years of experience, and specialize in the field of real estate with specific knowledge in the areas of commercial, residential and real estate owned transactions. I have published on such topics as investment trends and real estate owned investing.

 

Washington Psychology, Investments Expert #31153

I have 13 years of experience, and specialize in the field of finance with specific knowledge in the areas of investments, institutional investors and individual investors. I have published on such topics as behavioral finance, investor behavior and corporate finance.

 

California Investments Expert #31319

I have 38 years of experience, and specialize in the field of investments with specific knowledge in the areas of fixed income and distressed debt. I have published on such topics as distressed debt.

 

New York Investments, Securities, Options Expert #31861

I have 20 years of experience, and specialize in the field of securities regulation with specific knowledge in the areas of program trading, derivatives and equities. I have published on such topics as markets, numerous reports on trading violations and referred B/D for disciiplinary action. I was an expert and participant in developing procedures and criteria that became the cornerstone of ISG, Intermarket Surveillance Group’s collaboration and cooperative agreements. This breadth of knowledge serves me well as a FINRA Arbitrator.

 

Pennsylvania Investment Expert #32945

I have 30 years of experience in the field of financial planning, with specific knowledge in the area of investments.

 

Pennsylvania Securities, Banking, Investments Expert #33808

I have 23 years of experience in the field of financial management and brokerage, with specific knowledge in the areas of banking, private client management, and financial markets.

 

New York Investments Expert #34175

I have 25 years of experience in the field of finance, with specific knowledge in the areas of investing, equities and fixed-income. I have published on such topics as convertible bonds, dividend policy and market timing. I have testified on suitability, churning and market timing.

 

Arizona Regulations, Investment, Broker Expert #34265

I have 25 years of experience, and specialize in the field of securities regulation with specific knowledge in the areas of broker dealer regulation, investment adviser regulation and securities compliance. I have published on such topics as finder’s fees, due diligence and selling securities on the Internet. I have testified 75 times on topics such as suitability, supervision and fiduciary duties.

 

California Investments Expert #35243

I have 43 years of experience in the field of finance with specific knowledge in the areas of accounting, investments and trusteeship. I have published on such topics as accounting, investments and trusteeship. I have testified 8 times on topics such as investments, accounting, and trustee matters.

 

Ohio Investment, Stocks, Bonds Expert #35375

I have 15 years of experience, and specialize in the field of investments with specific knowledge in the areas of investment management, insurance and financial planning.

 

Massachusetts Investments, Annuities Expert #36869

I have 16 years of experience, and specialize in the field of financial planning with specific knowledge in the areas of small business retirement plans, investments and estate planning. I have published on such topics as investing, small business retirement plans and IRA planning.

 

California Subcontractors, Investment Expert #37430

I have 30 years of experience and specialize in the field of auditing real estate investments, with specific knowledge of joint ventures, limited partnerships and development agreements. I have testified on amounts owing as result of audit of loan participation agreement.

 

New York Economics, Investments Expert #38679

I have 20 years of experience, and specialize in the field of emerging market credit with specific knowledge in the areas of all types of emerging market debt financings, for banks and corporations. I have published on such topics as emerging market debt analysis and ratings, future flow rating methodology and various other credit reports and analysis.

 

Investments Expert #39875

I have 10 years of experience, and specialize in the field of investments and strategic management with specific knowledge in the areas of asset management, finance and emerging markets. I have published on such topics as emerging market economies, economic outlook and corporate valuation.

 

Life Insurance, Investments Expert #41819

I have 25 years of experience, and specialize in the field of economics with specific knowledge in the areas of decision theory under uncertainty, insurance economics and investment theory. I have published on such topics as finance, portfolio management and environmental economics. I have testified on the precautionary principle, the evaluation of damages under uncertainty.

 

California Investment, Investment, Finance Expert #42763

I have 10 years of experience, and specialize in the field of financial economics with specific knowledge in the areas of alternative asset investments, funds of hedge funds and hedge funds. I have testified on due diligence best and standard, industry practices and redemption suspensions. I am cofounder of a consulting practice which focuses on managing risk across an entire investment business, from back to middle to front offices.

 

Colorado Investments, Security Analysis Expert #43362

I have 16 years of experience, and specialize in the field of finance with specific knowledge in the areas of investments, portfolio management and performance measurement. I have published on such topics as investments, asset allocation and financial markets. I have testified on CFA Institute Standards of Practice and asset allocation.

 

Pennsylvania Investment, Trading, Stocks Expert #43395

I have 30 years of experience, and specialize in the field of finance and investments with specific knowledge in the areas of investment advisors, broker-dealers and mutual funds. I have been involved in all aspects of an investment business, from compliance to investment performance and trading to developing and retaining clients.

 

Investment, Banking, Finance Expert #45257

I have 30 years of experience, and specialize in the field of securities with specific knowledge in the areas of investment, banking and finance. I have testified on compliance.

 

Massachusetts Private Banking, Investments Expert #46078

I have 9 years of experience, and specialize in the field of wealth management and private client services with specific knowledge in the areas of investment management, asset allocation and wealth preservation. I have published on such topics as retirement planning, modern portfolio theory and wealth transfer strategies. Over my career I have raised and managed more than $250 million of private client assets providing the full suite of wealth management and private banking services. In addition I’ve been involved with over 8 startup companies as either a founder, investor, business advisor or board director.

 

Virginia Banking, Investments Expert #46578

I have 20 years of experience, and specialize in the field of treasury management with specific knowledge in the areas of cash management, foreign exchange and investments. I have published on such topics as foreign exchange, cash management and investments.

 

New Jersey Finance, Planning, Investments Expert #46836

I have 35 years of experience, and specialize in the field of financial services with specific knowledge in the areas of qualified plans and fee disclosure.

 

Colorado Investments, Management Expert #46995

I have 11 years of experience, and specialize in the field of investment management with specific knowledge in the area of fiduciary duties and responsibilities. I have published on such topics as investments, fiduciary duties and responsibilities. I have testified 15 times on topics such as investment management, fiduciary duties and responsibilities.

 

Colorado Investment, Malpractice, Fraud Expert #47021

I have 32 years of experience, and specialize in the field of federal and state securities and commodities law, regulation, compliance and enforcement with specific knowledge in the areas of investment fraud, industry compliance and regulation. I have published on such topics as Dodd-Frank, the Model State Commodity Code and Sarbanes-Oxley. I have testified 50 times on topics such as identification of investment contracts and notes, materiality and investment fraud in general.

 

Indiana Investment, Retirement, Finance Expert #48024

I have 30 years of experience, and specialize in the field of corporate finance with specific knowledge in the areas of debt, investments and cash management.

 

Massachusetts Fraud, Investment, Insurance Expert #48474

I have 20 years of experience, and specialize in the field of securities with specific knowledge in the areas of broker-dealer, arbitration and investment advisers. I have published on such topics as life insurance selling and compliance. I served for four years on a committee which prepared and tested the actual questions used on the Series 6 exam for registered representatives.

 

South Carolina Investment, Residential, Risks Expert #48816

I have 40 years of experience, and specialize in the field of real estate with specific knowledge in the areas of finance, investment and development. I have testified on investment valuation, professional liability and damages and market timing.

 

New York Securities, SEC, Investment Expert #50788

I have 9 years of experience and specialize in the field of financial with specific knowledge in the areas of compliance, mutual funds and account payable.

 

Illinois Investments, Securities Expert #47421

I have 15 years of experience, and specialize in the field of investments and securities with specific knowledge in the areas of churning, suitability and RIA activities. I have published on such topics as risk management, compliance and supervision. I have testified 10 times on topics such as suitability, fiduciary duty and RIA activities. I have had experience as a consultant, securities professional and regulatory; consequently, I have experience from all arenas of the securities profession. This array of experience is difficult to find in an expert witness. I am able to use this experience to produce an informed and…

 

California Sales, Investment, Management Expert #48170

I have 22 years of experience, and specialize in the field of institutional commercial real estate strategic research with specific knowledge in the areas of strategic planning, portfolio management and economic and market research. I have published on such topics as modern real estate portfolio theory, global housing policy and economics and real estate capital markets. I have testified on real estate investment analysis and valuation. I have 22 years of professional experience, five masters’ degrees, and 15 years of university level teaching experience.

 

Minnesota Trust, Planning, Investments Expert #48433

I have 25 years of experience, and specialize in the field of estate planning with specific knowledge in the areas of business succession planning, fiduciary liability and fiduciary income tax. I have published on such topics as business succession planning, fiduciary income tax and asset protection planning. I have testified on fiduciary liability, attorney malpractice and trustee duties. I am a prolific speaker and author who possesses a unique perspective on fiduciary liability issues because of the many years I spent actually administering trusts and managing family wealth as part of wealth management firms and trust companies.

 

Washington Internet, Investment, Software Expert #48454

I have 20 years of experience, and specialize in the field of technology with specific knowledge in the areas of software development, business and startups. I have published on such topics as online gaming, business and management. I am a self-taught individual who has built multiple startups, written millions of lines of code, created numerous products, taught programming and technology, written a 700-page book, and has experience in both state and federal court (as Plaintiff) in an effort to fight online defamation and the harm caused by such.

 

Maryland Investment, Risk Managment, Risk Expert #48491

I have 22 years of experience, and specialize in the field of investment advice with specific knowledge in the areas of asset allocation, risk mitigation and hedge funds. My university educational focus was in the field of economics with a strong background in mathematics and statistics. This educational background separates me from the vast majority of industry peers who fell into the investment advisory profession by trial and error. I spent 20 years at a large investment house advising individual clients and following the advisor standard of care. I now run my own firm in the same capacity. I have…

 

New Hampshire Variable Annuities, Investment Expert #51284

I have 50 years of experience, and specialize in the field of life insurance with specific knowledge in the areas of annuity products, variable life and annuities and investment dealer selling. I have testified 9 times on topics such as suitability of annuity products, life policy analysis and broker-dealer “know your customer” rules. I may be the only individual in the variable insurance community who has led both a variable annuity company and a variable life company.

 

Put Our Investment Expert Network to Work for You

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Our huge network of experts – eminent university professors and practitioners who have achieved renown as thought leaders in their fields – combined with unparalleled research capabilities puts the experts you need at your disposal when and where you need them.

If you’re a litigator or general counsel, we want to put this network to work for you and your clients. Let us know how we can help by calling us at (202) 908-4500 or filling out the form on this page. We’re so confident you’ll love what we do that unless you retain an expert we present there’s no charge!

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Questions Attorneys Ask About Investment Expert Witnesses:

An investment expert is typically needed when a dispute involves a claim against an investment manager or broker-dealer for underperformance, excessive fees, or a suitability violation, or when the valuation of a derivative, structured product, or privately held position is contested. Counsel often retains the expert once trading records and account statements are available so the analysis can inform both liability and damages theories.
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Investment Workshops

A few of the courses and workshops led by our Investment experts:

  • A Module in Investment & Options Analysis
  • Portfolio Diversification Theory
  • Quantitative Investing
  • Real Estate Finance and Investment Strategy
  • The Costs and Benefits of Basel 3

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