Financial Markets Expert Witnesses
Expert Witnesses with Financial Markets Experience

Round Table Group has an extensive network of Financial Markets expert witnesses. Many of these professionals have testifying experience, regularly serve as keynote speakers, are quoted in the news or are published in industry journals. Below you can review the profiles of just a few examples of the sorts of Financial Markets expert witnesses we are able to provide you:

  Derivatives Expert #22D790

Principal, Northeastern US

I have 35 years of experience, and specialize in the field of capital markets and banking with specific knowledge in the areas of hedge funds, derivatives and futures. I have published on such topics as risk management, foreign exchange and network science. I have testified 8 times on topics such as hedge funds, futures trading and monetary policy.

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  Securities Litigation Expert #22DA02

Principal, Southwestern US

I have 35 years of experience, and specialize in the field of securities litigation with specific knowledge in the areas of trading practices, clearance practices and market structure. I have published on such topics as securities clearance, market structure and short selling. I have testified on brokerage trading.

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  Data Analysis Forecasting Expert #20BD1D

Professor, Management Science, Northeastern US

I have 44 years of experience and specialize in the field of management science, with specific knowledge of data analysis, financial modeling and decision support. I have published on such topics as financial markets, operations and quality managment, and managerial economic analysis. I have testified on utility rates, lotteries and medical economics.

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  Trusts, Investments, Retirement Expert #000B80

Chief Investment Officer, Southeastern US

I have 42 years of experience, and specialize in the field of financial markets with specific knowledge in the areas of economics, bond management and stock management. I have published on such topics as economics, fiduciary responsibility and portfolio management. I have testified 8 times on topics such as fiduciary responsibility, portfolio management and securities.

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  Trading, Market Microstructure Expert #22328B

Distinguished Lecturer, Northeastern US

I have 40 years of experience, and specialize in the field of financial markets with specific knowledge in the areas of trading, risk management and technology. I have published on such topics as risk in high frequency and algo trading, US market structure and trading technology and systems. I have testified on software patents, trading methodologies and financial services practices. After 35 years of international financial services systems line management, successfully transitioning to academia as a professor teaching graduate students as well as training at corporate clients such as the SEC, Federal Reserve Bank, DTCC and numerous corporate clients.

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  Futures, Equities, Derivatives Expert #2273A2

President, Midwestern US

I have 32 years of experience, and specialize in the field of global capital markets with specific knowledge in the areas of electronic trading in fixed income, equities, foreign exchange, over the counter derivatives, clearing and clearinghouses and exchanges. I have testified on patent infringment, anti-competitive behavior and managerial and suprevisory practices in a bankruptcy. I have the distinctive qualifications of having significant success on the buy-side, the sell-side, as a regulator, a consultant, and executive of electronic broker dealers, exchanges and clearinghouses, thus providing me with the ability to bring a totally unique, 360 degree perspective to the issues.

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  Forecasting, Hedge Funds Expert #22597E

CEO, Northeastern US

I have 30 years of experience, and specialize in the field of finance and economics with specific knowledge in the areas of investment research, trading and financial markets. I have published on such topics as investment strategy, financial engineering and arbitrage. I have testified on financial markets, high frequency trading and intellectual property. I have founded three successful hedge funds, managing over $700M in assets for major institutional clients worldwide.

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  Intellectual Property, Index Expert #223273

Managing Director, Asia Pacific, Japan

I have 30 years of experience, and specialize in the field of Asian equity markets with specific knowledge in the areas of indexation, passive management and benchmarking. I have published on such topics as equity benchmarks, alternative asset classes and non price equity portfolio construction. I have testified on stock markets and regulatory matters. Broad knowledge of issues facing asset owners in traditional portfolio management, alternative asset classes and Shariah-compliant equity funds. This experience gained from hands on engagement with Asia Pacific's largest institutions.

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  Energy & Power Financial Markets Expert #211440

Founder and Managing Partner, Western US

I have 30 years of experience in the field of energy and power, with specific knowledge of financial markets, mergers and acquisitions, and related contractual issues. I have testified 10 times on topics such as mergers and acquisitions, financial markets transactions, and corporate governance.

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  Fund Management, Misselling Expert #01D4EA

Director, Southeastern US

I have 30 years of experience, and specialize in the field of fund management and risk management with specific knowledge in the areas of misselling, breach of fiduciary duties and breach of contract. I have published on such topics as investment management theory, risk management and defining levels of investment risk. I have testified 15 times on topics such as misselling of financial products, risk definition and equity market analysis.

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  Damages, Forensic Accounting Expert #1BAF6B

President, Southwestern US

I have 30 years of experience, and specialize in the field of financial analysis with specific knowledge in the areas of business damages, forensic accounting and business valuation. I have published on such topics as generally accepted accounting practices, economic damages and fiducuiary duties. I have testified 99 times on topics such as business damages, loss of business goodwill and standard of care for officers and directors.

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  Mortgage, Real Estate Expert #20AA2C

Managing Partner, Southwestern US

I have 25 years of experience, and specialize in the field of mortgage capital markets with specific knowledge in the areas of mortgage-backed securities, structured finance and bankruptcy. I have published on such topics as term asset-backed securities loan facility, commercial mortgage-backed securities, and real estate capital markets. I have testified 10 times on topics such as commercial real estate capital markets. I have worked as a consulting expert for a number of law firms and investment banks.

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  Economics, Securities, Fraud Expert #00E957

President, Southwestern US

I have 25 years of experience, and specialize in the field of investments with specific knowledge in the areas of hedge funds, securities fraud and structured finance. I have published on such topics as investments, investing in hedge funds and financial portfolio management. I have testified 15 times on topics such as hedge funds, securities fraud and structured finance, calculated economic damages and investment losses. My professional life spans both academia, both as a department chair and an endowed chair, as well as practice, as an owner of a hedge fund and extensive Wall Street experience.

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  Arbitration, Audit, Fraud Expert #20A0E0

President, Midwestern US

I have 22 years of experience, and specialize in the field of general securities with specific knowledge in the areas of sales, management and supervision. I have published on such topics as financial planning, manager selection. I have testified on broker due diligence, transfer of accounts and RR supervision.

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  Patent Disputes, Derivatives Expert #02B24F

Managing Partner, Southwestern US

I have 20 years of experience, and specialize in the field of financial markets with specific knowledge in the areas of derivatives, market psychology and software design. I have published on such topics as psychology of trading, single stock futures and personal transformation. I have testified on trading screen design. I have created and designed a system for managing complex IP research and litigation. It allows multiple researchers to combine information and deliver reports that compare the value of various infringements, help set licensing negotiations valuations and litigation priorities

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  Equity Capital Markets Expert #1B2513

Chairman, Australia

I have 50 years of experience, and specialize in the field of financial markets with specific knowledge in the areas of investment banking, corporate advice and equity capital markets. I have testified 10 times on topics such as valuation, corporate advice and equity capital markets.

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  Global Investment Sales Expert #224863

Principal and Owner, Southwestern US

I have 35 years of experience, and specialize in the field of financial services with specific knowledge in the areas of mutual fund investments, corporate retirement plans and securities processing. I have testified on securities settlement issue. I have developed and maintained an extensive network of industry contacts and through my various a definitive understanding of global markets the impact of economic trends on those markets.

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  Sub-Prime, Home Prices Expert #22422F

President, Northeastern US

I have 32 years of experience, and specialize in the field of structured products with specific knowledge in the areas of CDOs, sub prime and asset management. I have published on such topics as home price futures. I have the unique combination of real-world experience on both sides of Wall Street, and the academic interest to understand, and explain, key concepts.

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  Financial Guaranty Expert #226AAF

Managing Director and Principal, Northeastern US

I have 30 years of experience, and specialize in the field of municipal finance and credit enhancement with specific knowledge in the areas of state and local finance, project finance and alternative enrgy finance, state and local economic development finance and business formation. I have published on such topics as credit enhancement and municipal finance, alternative energy finance and federal, state and local development finance. After 25 years on Wall street, I have started a successful practice in alternative energy finance and federal, state and local government financial support for alternative energy and economic development.

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  Credit Rating, Middle East Expert #019F92

President, Southwestern US

I have 30 years of experience, and specialize in the field of credit ratings and credit bureaus with specific knowledge in the areas of governments and banks, emerging markets and the Middle East. I have published on such topics as how ratings are assigned and why they are changed. My professional life has focused on research and writing about credit risks and risks associated with foreign direct investment. I have many publications on these topics. My expertise was gained in the oil industry, on Wall Street and as a financial consultant. I have lived and worked in more than 40 countries. There are few of us in this field.

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